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Reference: https://www.csi.ca/en/learning/courses/csc
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CSI Canadian Securities Course Exam2 Sample Questions:
A firm implements a comprehensive due diligence process before allowing their firm to sell a few funds. The fund's high-water mark falls within what primary area of inquiry?
- A. Operations.
- B. Fund structure.
- C. Risk analysis.
- D. Fees.
Correct Answer: D 🗳️
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Which exchange trades all financial and equity futures and options listed for trading in Canada?
- A. Montreal Exchange
- B. ICE NGX Canada
- C. Canadian Securities Exchange
- D. Toronto Stock Exchange
Correct Answer: A 🗳️
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What is the best description of growth-style investment managers?
- A. Managers buy discounted stocks that should eventually rise in price by screening stocks for cheap fundamentals
- B. Managers are usually concerned with quarterly portfolio fluctuations
- C. Managers deliver long-term total return mostly through capital appreciation
- D. Managers focus on identifying the current phase of the economic cycle, the direction the economy is headed in, and the various sectors affected
Correct Answer: C 🗳️
What financial instrument is derived from the value of an underlying asset?
- A. Real estate investment trust
- B. Inflation linked bond
- C. Preferred share.
- D. Forward contract
Correct Answer: D 🗳️
Explanation: Only visible for DumpExam members. You can sign-up / login (it's free).
What type of risk could theoretically be eliminated completely by buying a portfolio of shares comprising all S & P/TSX Composite Index stocks?
- A. Systematic risk.
- B. Default risk.
- C. Business risk.
- D. Specific risk.
Correct Answer: D 🗳️
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